NOVABAY PHARMACEUTICALS INC

CUSIP: 66987P102 Class: COM

DRW Securities, LLC's Holding History (CIK: 0001481986)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 183,988 Value ($000) $226 Avg Close — Range —
Q3 2013
Shares 190,000 Value ($000) $321 Avg Close — Range —