NOVARTIS A G

CUSIP: 66987v109 Class: COM

DOHENY ASSET MANAGEMENT /CA's Holding History (CIK: 0000936936)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 3,600 Value ($000) $300 Avg Close — Range —
Q1 2017
Shares 3,600 Value ($000) $267 Avg Close — Range —
Q4 2016
Shares 3,600 Value ($000) $262 Avg Close — Range —