NOVARTIS A G

CUSIP: 66987v109 Class: COM

PALISADE CAPITAL MANAGEMENT, LP's Holding History (CIK: 0001009006)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 2,546 Value ($000) $236 Avg Close — Range —
Q3 2014
Shares 2,546 Value ($000) $240 Avg Close — Range —
Q2 2014
Shares 2,546 Value ($000) $230 Avg Close — Range —