NOVARTIS A G

CUSIP: 66987v109 Class: COM

FIRST FOUNDATION ADVISORS's Holding History (CIK: 0001086763)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 265,180 Value ($000) $21,315 Avg Close — Range —
Q3 2013
Shares 257,453 Value ($000) $19,749 Avg Close — Range —
Q2 2013
Shares 244,913 Value ($000) $17,318 Avg Close — Range —