NOVARTIS A G

CUSIP: 66987v109 Class: COM

Advisors Capital Management, LLC's Holding History (CIK: 0001345576)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 130,463 Value ($000) $10,954 Avg Close — Range —
Q3 2017
Shares 132,171 Value ($000) $11,347 Avg Close — Range —
Q2 2017
Shares 133,280 Value ($000) $11,125 Avg Close — Range —
Q1 2017
Shares 125,190 Value ($000) $9,298 Avg Close — Range —
Q4 2016
Shares 112,526 Value ($000) $8,196 Avg Close — Range —
Q3 2016
Shares 103,964 Value ($000) $8,209 Avg Close — Range —
Q2 2016
Shares 114,724 Value ($000) $9,466 Avg Close — Range —
Q1 2016
Shares 87,137 Value ($000) $6,312 Avg Close — Range —
Q4 2015
Shares 81,574 Value ($000) $7,019 Avg Close — Range —
Q3 2015
Shares 65,978 Value ($000) $6,065 Avg Close — Range —
Q2 2015
Shares 40,154 Value ($000) $3,949 Avg Close — Range —