NOVARTIS A G

CUSIP: 66987v109 Class: COM

Ballentine Partners, LLC's Holding History (CIK: 0001374889)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 1,220 Value ($000) $91 Avg Close — Range —
Q4 2016
Shares 674 Value ($000) $49 Avg Close — Range —
Q3 2016
Shares 4,963 Value ($000) $392 Avg Close — Range —
Q2 2016
Shares 5,056 Value ($000) $417 Avg Close — Range —
Q1 2016
Shares 4,386 Value ($000) $317 Avg Close — Range —
Q4 2015
Shares 4,615 Value ($000) $398 Avg Close — Range —
Q3 2015
Shares 4,349 Value ($000) $400 Avg Close — Range —
Q2 2015
Shares 3,879 Value ($000) $382 Avg Close — Range —
Q1 2015
Shares 3,879 Value ($000) $383 Avg Close — Range —
Q4 2014
Shares 111 Value ($000) $10 Avg Close — Range —
Q3 2014
Shares 3,879 Value ($000) $365 Avg Close — Range —
Q2 2014
Shares 3,879 Value ($000) $351 Avg Close — Range —
Q1 2014
Shares 3,879 Value ($000) $329 Avg Close — Range —
Q4 2013
Shares 3,650 Value ($000) $293 Avg Close — Range —
Q3 2013
Shares 3,650 Value ($000) $280 Avg Close — Range —
Q2 2013
Shares 3,650 Value ($000) $258 Avg Close — Range —