NOVARTIS A G

CUSIP: 66987v109 Class: COM

Aureus Asset Management, LLC's Holding History (CIK: 0001381296)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 2,600 Value ($000) $215 Avg Close — Range —
Q4 2015
Shares 2,862 Value ($000) $246 Avg Close — Range —
Q3 2015
Shares 4,426 Value ($000) $407 Avg Close — Range —
Q1 2015
Shares 2,312 Value ($000) $228 Avg Close — Range —