NOVARTIS A G

CUSIP: 66987v109 Class: COM

WBI INVESTMENTS, INC.'s Holding History (CIK: 0001397424)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 10,952 Value ($000) $1,077 Avg Close — Range —
Q3 2014
Shares 191,949 Value ($000) $18,068 Avg Close — Range —