NOVARTIS A G

CUSIP: 66987v109 Class: COM

Convergence Investment Partners, LLC's Holding History (CIK: 0001456133)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 4,186 Value ($000) $412 Avg Close — Range —
Q1 2015
Shares 5,576 Value ($000) $550 Avg Close — Range —
Q4 2014
Shares 6,335 Value ($000) $587 Avg Close — Range —
Q3 2014
Shares 6,417 Value ($000) $604 Avg Close — Range —
Q2 2014
Shares 5,336 Value ($000) $483 Avg Close — Range —
Q1 2014
Shares 7,784 Value ($000) $662 Avg Close — Range —
Q4 2013
Shares 9,765 Value ($000) $785 Avg Close — Range —
Q3 2013
Shares 11,499 Value ($000) $882 Avg Close — Range —
Q2 2013
Shares 14,493 Value ($000) $1,025 Avg Close — Range —