NOVARTIS A G

CUSIP: 66987v109 Class: COM

UNITED CAPITAL FINANCIAL ADVISORS, LLC's Holding History (CIK: 0001463217)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 249,526 Value ($000) $21,023 Avg Close — Range —
Q3 2016
Shares 197,324 Value ($000) $15,581 Avg Close — Range —
Q4 2014
Shares 87,732 Value ($000) $8,129 Avg Close — Range —
Q3 2014
Shares 65,492 Value ($000) $6,165 Avg Close — Range —