NOVARTIS A G

CUSIP: 66987v109 Class: COM

Cerity Partners LLC's Holding History (CIK: 0001566475)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 41,863 Value ($000) $3,515 Avg Close — Range —
Q2 2017
Shares 35,404 Value ($000) $2,955 Avg Close — Range —
Q1 2017
Shares 32,886 Value ($000) $2,442 Avg Close — Range —