NOVACOPPER INC

CUSIP: 66988K102 Class: CMN

NEW YORK LIFE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001133639)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 14,342 Value ($000) $13 Avg Close — Range —
Q2 2014
Shares 14,342 Value ($000) $16 Avg Close — Range —