NOVACOPPER INC

CUSIP: 66988K102 Class: CMN

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 10,983 Value ($000) $6 Avg Close — Range —
Q1 2015
Shares 12,417 Value ($000) $8 Avg Close — Range —
Q4 2014
Shares 14,796 Value ($000) $7 Avg Close — Range —
Q3 2014
Shares 564,516 Value ($000) $525 Avg Close — Range —
Q2 2014
Shares 637,549 Value ($000) $695 Avg Close — Range —
Q1 2014
Shares 638,334 Value ($000) $862 Avg Close — Range —
Q4 2013
Shares 604,152 Value ($000) $918 Avg Close — Range —
Q3 2013
Shares 3,059,376 Value ($000) $5,782 Avg Close — Range —
Q2 2013
Shares 1,929,528 Value ($000) $3,377 Avg Close — Range —