NOVAVAX INC

CUSIP: 670002104 Class: COMMON STOCK

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 20,250 Value ($000) $23 Avg Close — Range —
Q1 2017
Shares 20,250 Value ($000) $26 Avg Close — Range —
Q4 2016
Shares 15,250 Value ($000) $19 Avg Close — Range —