NOVAVAX INC

CUSIP: 670002104 Class: COMMON STOCK

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 15,989 Value ($000) $9 Avg Close — Range —
Q4 2018
Shares 1,051,023 Value ($000) $1,934 Avg Close — Range —
Q3 2018
Shares 2,069,789 Value ($000) $3,892 Avg Close — Range —
Q2 2018
Shares 2,147,389 Value ($000) $2,878 Avg Close — Range —
Q1 2018
Shares 2,145,582 Value ($000) $4,506 Avg Close — Range —
Q4 2017
Shares 3,175,820 Value ($000) $3,937 Avg Close — Range —
Q3 2017
Shares 2,755,233 Value ($000) $3,140 Avg Close — Range —
Q2 2017
Shares 2,317,980 Value ($000) $2,665 Avg Close — Range —
Q1 2017
Shares 1,770,720 Value ($000) $2,266 Avg Close — Range —
Q3 2016
Shares 75,896 Value ($000) $159 Avg Close — Range —
Q2 2016
Shares 3,951,960 Value ($000) $28,726 Avg Close — Range —
Q1 2016
Shares 4,454,210 Value ($000) $22,985 Avg Close — Range —
Q4 2015
Shares 3,332,153 Value ($000) $27,956 Avg Close — Range —
Q3 2015
Shares 3,072,278 Value ($000) $21,723 Avg Close — Range —
Q2 2015
Shares 3,454,742 Value ($000) $38,486 Avg Close — Range —
Q1 2015
Shares 1,000,180 Value ($000) $8,272 Avg Close — Range —
Q4 2014
Shares 1,234,437 Value ($000) $7,321 Avg Close — Range —
Q3 2014
Shares 1,584,919 Value ($000) $6,609 Avg Close — Range —
Q2 2014
Shares 1,788,868 Value ($000) $8,265 Avg Close — Range —
Q1 2014
Shares 1,833,896 Value ($000) $8,307 Avg Close — Range —
Q4 2013
Shares 1,327,206 Value ($000) $6,797 Avg Close — Range —
Q3 2013
Shares 8,436 Value ($000) $27 Avg Close — Range —
Q2 2013
Shares 8,436 Value ($000) $17 Avg Close — Range —