NOVAVAX INC

CUSIP: 670002104 Class: COMMON STOCK

Invesco Ltd.'s Holding History (CIK: 0000914208)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 221,265 Value ($000) $274 Avg Close — Range —
Q3 2017
Shares 219,343 Value ($000) $250 Avg Close — Range —
Q2 2017
Shares 207,103 Value ($000) $238 Avg Close — Range —
Q1 2017
Shares 221,231 Value ($000) $283 Avg Close — Range —
Q4 2016
Shares 50,109 Value ($000) $63 Avg Close — Range —
Q3 2016
Shares 6,184,315 Value ($000) $12,863 Avg Close — Range —
Q2 2016
Shares 7,904,623 Value ($000) $57,467 Avg Close — Range —
Q1 2016
Shares 11,032,751 Value ($000) $56,929 Avg Close — Range —
Q4 2015
Shares 8,143,484 Value ($000) $68,324 Avg Close — Range —
Q3 2015
Shares 6,369,277 Value ($000) $45,031 Avg Close — Range —
Q2 2015
Shares 8,961,738 Value ($000) $99,834 Avg Close — Range —
Q1 2015
Shares 7,381,106 Value ($000) $61,042 Avg Close — Range —
Q4 2014
Shares 9,406,365 Value ($000) $55,780 Avg Close — Range —
Q3 2014
Shares 8,423,615 Value ($000) $35,126 Avg Close — Range —
Q2 2014
Shares 7,071,863 Value ($000) $32,672 Avg Close — Range —
Q1 2014
Shares 5,384,180 Value ($000) $24,390 Avg Close — Range —
Q4 2013
Shares 7,081,250 Value ($000) $36,256 Avg Close — Range —
Q2 2013
Shares 46,694 Value ($000) $96 Avg Close — Range —