NOVAVAX INC

CUSIP: 670002104 Class: COMMON STOCK

FIRST TRUST ADVISORS LP's Holding History (CIK: 0001125816)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 3,590,680 Value ($000) $7,469 Avg Close — Range —
Q2 2016
Shares 5,248,180 Value ($000) $38,154 Avg Close — Range —
Q1 2016
Shares 4,664,889 Value ($000) $24,071 Avg Close — Range —
Q4 2015
Shares 13,525,640 Value ($000) $113,480 Avg Close — Range —
Q3 2015
Shares 10,668,886 Value ($000) $75,429 Avg Close — Range —
Q2 2015
Shares 14,400,771 Value ($000) $160,425 Avg Close — Range —
Q1 2015
Shares 14,118,033 Value ($000) $116,756 Avg Close — Range —