NOVAVAX INC

CUSIP: 670002104 Class: COMMON STOCK

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 400,000 Value ($000) $2,064,000 Avg Close — Range —
Q4 2014
Shares 23,397 Value ($000) $139,000 Avg Close — Range —
Q3 2013
Shares 331,628 Value ($000) $1,048,000 Avg Close — Range —