NOVAVAX INC

CUSIP: 670002104 Class: COMMON STOCK

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 24,190 Value ($000) $30 Avg Close — Range —
Q3 2016
Shares 418,340 Value ($000) $870 Avg Close — Range —
Q2 2016
Shares 443,966 Value ($000) $3,228 Avg Close — Range —
Q1 2016
Shares 537,864 Value ($000) $2,775 Avg Close — Range —
Q4 2015
Shares 588,062 Value ($000) $4,934 Avg Close — Range —
Q3 2015
Shares 813,330 Value ($000) $5,750 Avg Close — Range —
Q2 2015
Shares 922,649 Value ($000) $10,278 Avg Close — Range —
Q1 2015
Shares 781,420 Value ($000) $6,462 Avg Close — Range —
Q4 2014
Shares 669,474 Value ($000) $3,970 Avg Close — Range —
Q3 2014
Shares 649,240 Value ($000) $2,707 Avg Close — Range —
Q2 2014
Shares 285,793 Value ($000) $1,320 Avg Close — Range —
Q1 2014
Shares 13,773 Value ($000) $62 Avg Close — Range —
Q4 2013
Shares 16,837 Value ($000) $86 Avg Close — Range —
Q3 2013
Shares 11,297 Value ($000) $36 Avg Close — Range —
Q2 2013
Shares 12,792 Value ($000) $26 Avg Close — Range —