NOVAVAX INC

CUSIP: 670002104 Class: COMMON STOCK

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 1,678 Value ($000) $3 Avg Close — Range —
Q3 2015
Shares 6,200 Value ($000) $44 Avg Close — Range —