NOVAVAX INC

CUSIP: 670002104 Class: COMMON STOCK

DAFNA Capital Management LLC's Holding History (CIK: 0001389933)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 700,000 Value ($000) $1,316 Avg Close — Range —
Q2 2018
Shares 750,000 Value ($000) $1,005 Avg Close — Range —
Q2 2016
Shares 550,000 Value ($000) $3,999 Avg Close — Range —
Q1 2016
Shares 553,500 Value ($000) $2,856 Avg Close — Range —
Q3 2013
Shares 210,000 Value ($000) $662 Avg Close — Range —