NOVAVAX INC

CUSIP: 670002104 Class: COMMON STOCK

Gradient Investments LLC's Holding History (CIK: 0001542265)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 654 Value ($000) $1 Avg Close — Range —
Q1 2017
Shares 654 Value ($000) $1 Avg Close — Range —
Q4 2016
Shares 654 Value ($000) $1 Avg Close — Range —
Q3 2016
Shares 41,535 Value ($000) $86 Avg Close — Range —