NOVAVAX INC

CUSIP: 670002104 Class: COMMON STOCK

Annex Advisory Services, LLC's Holding History (CIK: 0001542287)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 32,705 Value ($000) $231 Avg Close — Range —
Q2 2015
Shares 32,600 Value ($000) $363 Avg Close — Range —
Q1 2015
Shares 12,600 Value ($000) $104 Avg Close — Range —