NOVAVAX INC

CUSIP: 670002104 Class: COMMON STOCK

Moors & Cabot, Inc.'s Holding History (CIK: 0001607239)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 15,000 Value ($000) $30 Avg Close — Range —
Q2 2016
Shares 16,300 Value ($000) $119 Avg Close — Range —