NOVAVAX INC

CUSIP: 670002104 Class: COMMON STOCK

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 16,000 Value ($000) $20 Avg Close — Range —
Q3 2017
Shares 16,000 Value ($000) $18 Avg Close — Range —