NOVAVAX INC

CUSIP: 670002104 Class: COMMON STOCK

Sargent Investment Group, LLC's Holding History (CIK: 0001766157)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 588,070 Value ($000) $324 Avg Close — Range —
Q4 2018
Shares 436,380 Value ($000) $803 Avg Close — Range —