NOVAVAX INC

CUSIP: 670002AA2 Class: CONV BND

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 11,640,000 Value ($000) $4,805 Avg Close — Range —
Q3 2016
Shares 11,640,000 Value ($000) $6,306 Avg Close — Range —
Q2 2016
Shares 10,940,000 Value ($000) $13,933 Avg Close — Range —
Q1 2016
Shares 11,240,000 Value ($000) $10,947 Avg Close — Range —