NOVAVAX INC

CUSIP: 670002AB0 Class: BOND

CAPSTONE INVESTMENT ADVISORS, LLC's Holding History (CIK: 0001426196)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 1,250,000 Value ($000) $766 Avg Close — Range —
Q3 2018
Shares 1,250,000 Value ($000) $772 Avg Close — Range —
Q2 2018
Shares 1,250,000 Value ($000) $739 Avg Close — Range —
Q1 2018
Shares 1,250,000 Value ($000) $890 Avg Close — Range —
Q4 2017
Shares 500,000 Value ($000) $236 Avg Close — Range —
Q3 2017
Shares 500,000 Value ($000) $227 Avg Close — Range —
Q2 2017
Shares 500,000 Value ($000) $221 Avg Close — Range —
Q1 2017
Shares 1,500,000 Value ($000) $710 Avg Close — Range —