NOVELLUS SYS INC

CUSIP: 670008AD3 Class: NOTE 2.625% 5/1

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 2,000 Value ($000) $5 Avg Close — Range —
Q4 2015
Shares 2,000 Value ($000) $5 Avg Close — Range —
Q3 2015
Shares 2,000 Value ($000) $4 Avg Close — Range —
Q2 2015
Shares 1,000 Value ($000) $2 Avg Close — Range —
Q1 2015
Shares 1,000 Value ($000) $2 Avg Close — Range —
Q4 2014
Shares 5,000 Value ($000) $11 Avg Close — Range —
Q3 2014
Shares 4,000 Value ($000) $9 Avg Close — Range —