NOVO-NORDISK A S

Ticker: NVO CUSIP: 670100205 Class: SPONSORED ADR

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 1,600 Value ($000) $87 Avg Close — Range —
Q2 2015
Shares 1,600 Value ($000) $88 Avg Close — Range —
Q4 2014
Shares 10,500 Value ($000) $444 Avg Close — Range —
Q4 2013
Shares 2,100 Value ($000) $388 Avg Close — Range —
Q3 2013
Shares 2,100 Value ($000) $355 Avg Close — Range —
Q2 2013
Shares 16,100 Value ($000) $2,495 Avg Close — Range —
Q1 2013
Shares 22,100 Value ($000) $3,569 Avg Close — Range —
Q4 2012
Shares 24,332 Value ($000) $3,971 Avg Close — Range —
Q3 2012
Shares 24,532 Value ($000) $3,871 Avg Close — Range —
Q2 2012
Shares 24,532 Value ($000) $3,565 Avg Close — Range —
Q1 2012
Shares 24,632 Value ($000) $3,417 Avg Close — Range —
Q4 2011
Shares 25,532 Value ($000) $2,943 Avg Close — Range —
Q3 2011
Shares 25,532 Value ($000) $2,541 Avg Close — Range —
Q2 2011
Shares 26,932 Value ($000) $3,374 Avg Close — Range —
Q1 2011
Shares 25,582 Value ($000) $3,204 Avg Close — Range —
Q4 2010
Shares 34,912 Value ($000) $3,930 Avg Close — Range —
Q1 2010
Shares 13,462 Value ($000) $1,038 Avg Close — Range —
Q4 2009
Shares 13,462 Value ($000) $860 Avg Close — Range —