NOVO-NORDISK A S

Ticker: NVO CUSIP: 670100205 Class: SPONSORED ADR

Spectrum Asset Management, Inc. (NB/CA)'s Holding History (CIK: 0001632078)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 24,200 Value ($000) $1,301 Avg Close — Range —
Q1 2016
Shares 24,250 Value ($000) $1,314 Avg Close — Range —
Q4 2015
Shares 24,850 Value ($000) $1,443 Avg Close — Range —
Q3 2015
Shares 23,730 Value ($000) $1,287 Avg Close — Range —
Q2 2015
Shares 22,730 Value ($000) $1,245 Avg Close — Range —
Q1 2015
Shares 22,730 Value ($000) $1,214 Avg Close — Range —