NUVEEN CONN PREM INCOME MUN

CUSIP: 67060D107 Class: SH BEN INT

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 69,877 Value ($000) $859 Avg Close — Range —
Q4 2016
Shares 65,618 Value ($000) $808 Avg Close — Range —
Q3 2016
Shares 62,883 Value ($000) $862 Avg Close — Range —
Q2 2016
Shares 63,373 Value ($000) $895 Avg Close — Range —
Q1 2016
Shares 136,440 Value ($000) $1,826 Avg Close — Range —
Q4 2015
Shares 135,589 Value ($000) $1,725 Avg Close — Range —
Q3 2015
Shares 66,260 Value ($000) $818 Avg Close — Range —
Q2 2015
Shares 62,405 Value ($000) $773 Avg Close — Range —
Q1 2015
Shares 60,432 Value ($000) $769 Avg Close — Range —
Q4 2014
Shares 71,646 Value ($000) $898 Avg Close — Range —
Q3 2014
Shares 59,406 Value ($000) $743 Avg Close — Range —
Q2 2014
Shares 41,348 Value ($000) $523 Avg Close — Range —
Q1 2014
Shares 34,734 Value ($000) $422 Avg Close — Range —
Q4 2013
Shares 31,247 Value ($000) $362 Avg Close — Range —
Q3 2013
Shares 34,982 Value ($000) $407 Avg Close — Range —
Q2 2013
Shares 20,584 Value ($000) $270 Avg Close — Range —