NUVEEN CA INVT QUALITY MUN F

CUSIP: 67062A101 Class: COM

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 24,600 Value ($000) $342 Avg Close — Range —
Q4 2013
Shares 24,600 Value ($000) $324 Avg Close — Range —