NUVEEN CALIF PERFORM PLUS MU

CUSIP: 67062Q106 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 31,305 Value ($000) $433 Avg Close — Range —
Q4 2013
Shares 29,653 Value ($000) $394 Avg Close — Range —
Q3 2013
Shares 30,110 Value ($000) $394 Avg Close — Range —
Q2 2013
Shares 46,258 Value ($000) $675 Avg Close — Range —