NUVEEN PREM INCOME MUN FD

CUSIP: 67062T100 Class: COM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 2,900 Value ($000) $37 Avg Close — Range —
Q2 2013
Shares 16,501 Value ($000) $222 Avg Close — Range —