NUVEEN CA MUN MKT OPPORTUNT

CUSIP: 67062U107 Class: COM

MACKAY SHIELDS LLC's Holding History (CIK: 0000061227)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 95,487 Value ($000) $1,360 Avg Close — Range —
Q4 2013
Shares 70,681 Value ($000) $958 Avg Close — Range —
Q3 2013
Shares 70,681 Value ($000) $983 Avg Close — Range —
Q2 2013
Shares 70,681 Value ($000) $1,041 Avg Close — Range —