NUVEEN CA MUN MKT OPPORTUNT

CUSIP: 67062U107 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 181,339 Value ($000) $2,581 Avg Close — Range —
Q4 2013
Shares 209,638 Value ($000) $2,843 Avg Close — Range —
Q3 2013
Shares 207,053 Value ($000) $2,880 Avg Close — Range —
Q2 2013
Shares 221,206 Value ($000) $3,259 Avg Close — Range —