NUVEEN CA MUN MKT OPPORTUNT

CUSIP: 67062U107 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 10,105 Value ($000) $144 Avg Close — Range —
Q4 2013
Shares 10,466 Value ($000) $142 Avg Close — Range —
Q3 2013
Shares 11,966 Value ($000) $165 Avg Close — Range —
Q2 2013
Shares 12,066 Value ($000) $179 Avg Close — Range —