NUVEEN CA MUN MKT OPPORTUNT

CUSIP: 67062U107 Class: COM

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 5,000 Value ($000) $71 Avg Close — Range —
Q4 2013
Shares 5,000 Value ($000) $68 Avg Close — Range —
Q3 2013
Shares 5,000 Value ($000) $70 Avg Close — Range —