NUVEEN NEW YORK AMT QLT MUNI

CUSIP: 670656107 Class: COM

PenderFund Capital Management Ltd.'s Holding History (CIK: 0001706164)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 160,000 Value ($000) $2,136 Avg Close — Range —
Q2 2019
Shares 160,000 Value ($000) $2,115 Avg Close — Range —
Q1 2019
Shares 160,000 Value ($000) $2,684 Avg Close — Range —
Q4 2018
Shares 130,000 Value ($000) $1,515 Avg Close — Range —