NUVEEN QUALITY MUNCP INCOME

CUSIP: 67066V101 Class: COM

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 24,460 Value ($000) $336 Avg Close — Range —
Q4 2019
Shares 33,060 Value ($000) $483 Avg Close — Range —
Q3 2019
Shares 32,695 Value ($000) $470 Avg Close — Range —
Q2 2019
Shares 39,592 Value ($000) $554 Avg Close — Range —
Q1 2019
Shares 43,685 Value ($000) $593 Avg Close — Range —