NUVEEN NEW YORK QLT MUN INC

CUSIP: 67066X107 Class: COM

PenderFund Capital Management Ltd.'s Holding History (CIK: 0001706164)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 150,000 Value ($000) $2,111 Avg Close — Range —
Q1 2019
Shares 270,000 Value ($000) $4,763 Avg Close — Range —
Q4 2018
Shares 240,000 Value ($000) $2,940 Avg Close — Range —
Q3 2018
Shares 225,000 Value ($000) $2,770 Avg Close — Range —
Q2 2018
Shares 225,000 Value ($000) $2,833 Avg Close — Range —
Q1 2018
Shares 60,000 Value ($000) $761,000 Avg Close — Range —