NUVEEN CA QUALTY MUN INCOME

CUSIP: 67066Y105 Class: COM

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q2 2023
Shares 23,372 Value ($000) $255 Avg Close — Range —
Q4 2021
Shares 29,481 Value ($000) $461 Avg Close — Range —