NUVEEN CA QUALTY MUN INCOME

CUSIP: 67066Y105 Class: COM

Institute for Wealth Management, LLC.'s Holding History (CIK: 0001533954)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 27,232 Value ($000) $408 Avg Close — Range —
Q2 2017
Shares 30,804 Value ($000) $462 Avg Close — Range —