NUVEEN CA QUALTY MUN INCOME

CUSIP: 67066Y105 Class: COM

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 55,600 Value ($000) $895 Avg Close — Range —
Q4 2015
Shares 55,600 Value ($000) $861 Avg Close — Range —
Q3 2015
Shares 55,600 Value ($000) $831 Avg Close — Range —
Q2 2015
Shares 55,600 Value ($000) $800 Avg Close — Range —
Q1 2015
Shares 55,600 Value ($000) $850 Avg Close — Range —
Q4 2014
Shares 55,600 Value ($000) $837 Avg Close — Range —
Q3 2014
Shares 55,600 Value ($000) $792 Avg Close — Range —
Q2 2014
Shares 55,600 Value ($000) $777 Avg Close — Range —
Q1 2014
Shares 19,600 Value ($000) $272 Avg Close — Range —
Q4 2013
Shares 19,600 Value ($000) $252 Avg Close — Range —