NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

BANK OF MONTREAL /CAN/'s Holding History (CIK: 0000927971)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 25,061 Value ($000) $154 Avg Close — Range —
Q2 2018
Shares 40,555 Value ($000) $253 Avg Close — Range —
Q1 2018
Shares 42,361 Value ($000) $277 Avg Close — Range —
Q4 2017
Shares 43,632 Value ($000) $284 Avg Close — Range —
Q3 2017
Shares 43,764 Value ($000) $293 Avg Close — Range —