NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

ZAZOVE ASSOCIATES LLC's Holding History (CIK: 0001009012)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 33,844 Value ($000) $230 Avg Close — Range —
Q3 2016
Shares 33,844 Value ($000) $221 Avg Close — Range —