NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

SANDERS MORRIS HARRIS LLC's Holding History (CIK: 0001053994)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 10,800 Value ($000) $70 Avg Close — Range —
Q3 2017
Shares 11,900 Value ($000) $80 Avg Close — Range —