NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

Hilltop Holdings Inc.'s Holding History (CIK: 0001265131)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 14,000 Value ($000) $81 Avg Close — Range —
Q4 2018
Shares 14,000 Value ($000) $77 Avg Close — Range —
Q3 2018
Shares 15,500 Value ($000) $95 Avg Close — Range —