NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

CLOUGH CAPITAL PARTNERS L P's Holding History (CIK: 0001276144)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022
Shares 36,393 Value ($000) $167 Avg Close — Range —
Q3 2018
Shares 47,600 Value ($000) $293 Avg Close — Range —